GOLDMAN SACHS ETF TR

Ticker: GEM CUSIP: 381430206 Class: ACTIVEBETA EME

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 9,585 Value ($000) $329 Avg Close — Range —
Q3 2019
Shares 9,439 Value ($000) $296 Avg Close — Range —