GOLDMAN SACHS ETF TR

Ticker: GEM CUSIP: 381430206 Class: ACTIVEBETA EME

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 57,821 Value ($000) $1,494 Avg Close — Range —
Q2 2022
Shares 70,267 Value ($000) $2,090 Avg Close — Range —
Q1 2022
Shares 73,865 Value ($000) $2,503 Avg Close — Range —
Q4 2021
Shares 97,958 Value ($000) $3,625 Avg Close — Range —
Q3 2021
Shares 91,835 Value ($000) $3,407 Avg Close — Range —
Q2 2021
Shares 105,241 Value ($000) $4,295 Avg Close — Range —
Q1 2021
Shares 98,082 Value ($000) $3,873 Avg Close — Range —
Q4 2020
Shares 132,040 Value ($000) $5,040 Avg Close — Range —
Q3 2020
Shares 116,741 Value ($000) $3,828 Avg Close — Range —
Q2 2020
Shares 114,717 Value ($000) $3,475 Avg Close — Range —