GOLDMAN SACHS ETF TR

Ticker: GEM CUSIP: 381430206 Class: ACTIVEBETA EME

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 212 Value ($000) $6 Avg Close — Range —

Q2 2023

Shares 212 Value ($000) $6 Avg Close — Range —

Q1 2023

Shares 212 Value ($000) $6 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	212	$6	—	—
Q2 2023	212	$6	—	—
Q1 2023	212	$6	—	—