GREAT ELM CAP CORP

Ticker: GECC CUSIP: 390320703 Class: Com

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (9)

Granby Capital Management, LLC
Value ($000) $352 Shares 50,000
TrueMark Investments, LLC
Value ($000) $148 Shares 20,994
Curi Capital, LLC
Value ($000) $423 Shares 60,000
TWO SIGMA INVESTMENTS, LP
Value ($000) $349 Shares 49,526
CITADEL ADVISORS LLC
Value ($000) $277 Shares 39,257
JANE STREET GROUP, LLC
Value ($000) $220 Shares 31,231
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $206 Shares 29,306
Rockefeller Capital Management L.P.
Value ($000) $70 Shares 10,000
Triumph Capital Management
Value ($000) $4 Shares 500

Increased Positions (6)

Papamarkou Wellner Asset Management inc.
Value ($000) $213 (+8.9%) Shares 30,200 (+54.9%)
Squarepoint Ops LLC
Value ($000) $747 (+144.6%) Shares 106,079 (+247.9%)
Crestwood Advisors Group LLC
Value ($000) $188 (-23.5%) Shares 26,625 (+8.8%)
NewEdge Advisors, LLC
Value ($000) $6 (+36.0%) Shares 911 (+93.4%)
OSAIC HOLDINGS, INC.
Value ($000) $8 (-7.9%) Shares 1,074 (+41.3%)
UBS Group AG
Value ($000) $9 (-21.0%) Shares 1,326 (+12.4%)

Decreased Positions (5)

Cruiser Capital Advisors, LLC
Value ($000) $922 (-35.3%) Shares 130,827 (-8.0%)
MARSHALL WACE, LLP
Value ($000) $194 (-71.5%) Shares 27,505 (-59.5%)
WELLS FARGO & COMPANY/MN
Value ($000) $6 (-98.2%) Shares 882 (-97.4%)
MORGAN STANLEY
Value ($000) $19 (-87.2%) Shares 2,642 (-81.8%)
ROYAL BANK OF CANADA
Value ($000) $22 (-37.1%) Shares 3,052 (-10.5%)

Exited Positions (4)

KESTRA PRIVATE WEALTH SERVICES, LLC
Value ($000) $145 Shares 14,491
Schonfeld Strategic Advisors LLC
Value ($000) $169 Shares 16,900
Virtu Financial LLC
Value ($000) $0 Shares 16,008
HRT FINANCIAL LP
Value ($000) $0 Shares 22,604