GUGGENHEIM STRATEGIC OPPORTU

CUSIP: 40167F101 Class: COM SBI

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY7,020,414$90,423
LPL Financial LLC2,552,235$32,873
VERUS CAPITAL PARTNERS, LLC2,326,544$29,966
UBS Group AG1,692,259$21,796
BlackRock, Inc.1,621,127$20,880
ENVESTNET ASSET MANAGEMENT INC1,496,450$19,274
Invesco Ltd.1,322,981$17,040
Cetera Investment Advisers1,261,043$16,242
Logan Stone Capital, LLC990,476$12,757
ROYAL BANK OF CANADA982,206$12,650
OSAIC HOLDINGS, INC.953,441$12,280
Thomas J. Herzfeld Advisors, Inc.927,245$11,943
CreativeOne Wealth, LLC899,165$11,581
RIVERNORTH CAPITAL MANAGEMENT, LLC811,692$10,455
MML INVESTORS SERVICES, LLC795,221$10,242
COHEN & STEERS, INC.771,789$10
TRUIST FINANCIAL CORP766,936$9,878
RAYMOND JAMES FINANCIAL INC731,073$9,416
Secure Asset Management, LLC545,539$7,027
PETRA FINANCIAL ADVISORS INC458,316$5,903
BANK OF AMERICA CORP /DE/457,837$5,897
Prime Capital Investment Advisors, LLC421,719$5,432
Janney Montgomery Scott LLC406,306$5
JANE STREET GROUP, LLC368,341$4,744
Kera Capital Partners, Inc.362,801$4,637
INTEGRITY ALLIANCE, LLC.333,371$4,294
U.S. Capital Wealth Advisors, LLC306,743$3,951
Retirement Planning Group, LLC287,555$3,704
Vestmark Advisory Solutions, Inc.247,477$3,188
Mount Yale Investment Advisors, LLC247,477$3,188
Baird Financial Group, Inc.244,701$3,152
Private Advisor Group, LLC241,284$3,108
Richmond Brothers, Inc.240,545$3,098
Integrated Wealth Concepts LLC240,518$3,098
Illumine Investment Management, LLC227,223$2,927
MOSAIC FAMILY WEALTH PARTNERS, LLC222,618$2,867
AMERIPRISE FINANCIAL INC222,545$2,866
Harpswell Capital Advisors, LLC198,923$2,562
PNC Financial Services Group, Inc.198,020$2,551
Marks Group Wealth Management, Inc196,262$2,528
WEDBUSH SECURITIES INC191,607$2
XTX Topco Ltd170,088$2,191
PRINCIPAL SECURITIES, INC.169,603$2,184
COMMONWEALTH EQUITY SERVICES, LLC169,483$2,183
CARY STREET PARTNERS FINANCIAL LLC161,629$2,082
Cambridge Investment Research Advisors, Inc.154,281$2
Tennessee Valley Asset Management Partners151,386$1,950
Kestra Advisory Services, LLC150,959$1,944
FLYNN ZITO CAPITAL MANAGEMENT, LLC142,091$1,830
AE Wealth Management LLC137,245$1,768
Noble Wealth Management PBC132,565$1,707
Smith Asset Management Co., LLC123,059$1,585
Keating Financial Advisory Services, Inc.118,128$1,521
Steward Partners Investment Advisory, LLC117,743$1,517
Founders Financial Alliance, LLC116,620$1,502
NewEdge Advisors, LLC114,671$1,477
TrueMark Investments, LLC109,842$1,415
Almanack Investment Partners, LLC.107,595$1,386
IFG Advisory, LLC95,343$1,228
Mutual Advisors, LLC95,119$1,225
GREAT VALLEY ADVISOR GROUP, INC.90,270$1,163
Quantinno Capital Management LP87,593$1,128
Dynamic Advisor Solutions LLC84,576$1,089
MERCER GLOBAL ADVISORS INC /ADV80,964$1,043
PFG Investments, LLC79,661$1,026
Thrivent Financial for Lutherans76,799$1
J.W. COLE ADVISORS, INC.76,193$937
UMB Bank, n.a.70,038$902
Sigma Planning Corp69,542$896
Focus Financial Network, Inc.68,967$888
Kovack Advisors, Inc.68,423$881
PMG Family Office LLC63,548$818
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.61,187$788
Western Wealth Management, LLC60,704$782
Geneos Wealth Management Inc.59,327$764
CHOREO, LLC57,067$746
Sovran Advisors, LLC55,684$713
Marex Group plc54,682$704
Brookstone Capital Management47,045$606
Mallini Complete Financial Planning LLC46,833$603
Focus Partners Wealth46,290$680
Fiduciary Alliance LLC45,581$587
Discipline Wealth Solutions, LLC45,489$586
OPPENHEIMER & CO INC45,469$586
Parisi Gray Wealth Management45,001$580
Garden State Investment Advisory Services LLC43,478$560
CAPTRUST FINANCIAL ADVISORS42,857$552
PRIVATE TRUST CO NA42,413$546
Sanctuary Advisors, LLC42,113$542
Buska Wealth Management, LLC38,013$490
Jacobi Capital Management LLC37,772$487
Capital Analysts, LLC35,829$0
INSIGNEO ADVISORY SERVICES, LLC35,166$453
Brinker Capital Investments, LLC34,598$446
NOMURA HOLDINGS INC34,129$440
Prosperity Wealth Management, Inc.33,416$430
Equitable Holdings, Inc.31,885$411
Bank of New York Mellon Corp31,507$406
Apollon Wealth Management, LLC31,445$405
COMERICA BANK29,629$382
94 other institutions1,050,895$13,113
Total (194 institutions)40,509,553$500,291