GUGGENHEIM STRATEGIC OPPORTU

CUSIP: 40167F101 Class: COM SBI

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 200 Value ($000) $4 Avg Close — Range —
Q2 2018
Shares 200 Value ($000) $4 Avg Close — Range —
Q1 2018
Shares 200 Value ($000) $4 Avg Close — Range —
Q4 2017
Shares 200 Value ($000) $4 Avg Close — Range —
Q3 2017
Shares 200 Value ($000) $4 Avg Close — Range —
Q2 2017
Shares 200 Value ($000) $4 Avg Close — Range —
Q1 2017
Shares 200 Value ($000) $4 Avg Close — Range —
Q4 2016
Shares 200 Value ($000) $4 Avg Close — Range —
Q3 2016
Shares 200 Value ($000) $4 Avg Close — Range —
Q2 2016
Shares 200 Value ($000) $4 Avg Close — Range —
Q1 2016
Shares 200 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 200 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 200 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 200 Value ($000) $4 Avg Close — Range —
Q1 2015
Shares 200 Value ($000) $4 Avg Close — Range —
Q4 2014
Shares 200 Value ($000) $4 Avg Close — Range —
Q3 2014
Shares 200 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 200 Value ($000) $4 Avg Close — Range —
Q1 2014
Shares 200 Value ($000) $4 Avg Close — Range —
Q4 2013
Shares 200 Value ($000) $4 Avg Close — Range —