GUGGENHEIM STRATEGIC OPPORTU

CUSIP: 40167F101 Class: COM SBI

Avior Wealth Management, LLC's Holding History (CIK: 0001599868)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 737 Value ($000) $14 Avg Close — Range —
Q4 2018
Shares 737 Value ($000) $13 Avg Close — Range —
Q3 2018
Shares 737 Value ($000) $15 Avg Close — Range —
Q2 2018
Shares 737 Value ($000) $16 Avg Close — Range —
Q1 2016
Shares 1,649 Value ($000) $28 Avg Close — Range —
Q4 2015
Shares 1,649 Value ($000) $28 Avg Close — Range —
Q3 2015
Shares 2,550 Value ($000) $46 Avg Close — Range —
Q2 2015
Shares 2,550 Value ($000) $51 Avg Close — Range —
Q1 2015
Shares 2,550 Value ($000) $54 Avg Close — Range —
Q4 2014
Shares 2,550 Value ($000) $53 Avg Close — Range —
Q3 2014
Shares 2,550 Value ($000) $56 Avg Close — Range —
Q2 2014
Shares 2,550 Value ($000) $56 Avg Close — Range —
Q1 2014
Shares 1,450 Value ($000) $31 Avg Close — Range —