GUGGENHEIM STRATEGIC OPPORTU

CUSIP: 40167F101 Class: COM SBI

WealthPLAN Partners, LLC's Holding History (CIK: 0001639943)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 604 Value ($000) $12,422 Avg Close — Range —
Q3 2016
Shares 7,015 Value ($000) $135,390 Avg Close — Range —
Q2 2016
Shares 20,110 Value ($000) $182,578 Avg Close — Range —