GUGGENHEIM STRATEGIC OPPORTU

CUSIP: 40167F101 Class: COM SBI

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 38,857 Value ($000) $853 Avg Close — Range —
Q1 2018
Shares 21,974 Value ($000) $446 Avg Close — Range —