HSBC HLDGS PLC

Ticker: HSBC CUSIP: 404280406 Class: ADR

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Fisher Asset Management, LLC17,800,748$1,400,385
DIMENSIONAL FUND ADVISORS LP10,362,347$815,206
MORGAN STANLEY7,483,883$588,757
GOLDMAN SACHS GROUP INC5,916,753$465,471
FMR LLC3,142,028$247,183
NORTHERN TRUST CORP3,008,324$236,665
Sanders Capital, LLC2,887,470$227,157
BlackRock, Inc.2,647,669$208,292
BANK OF AMERICA CORP /DE/2,261,682$177,927
Clearbridge Investments, LLC1,443,716$113,577
AMERICAN CENTURY COMPANIES INC1,440,244$113,304
CONTRARIAN CAPITAL MANAGEMENT, L.L.C.1,265,656$99,569
ROYAL BANK OF CANADA1,112,059$87,487
Connor, Clark & Lunn Investment Management Ltd.715,725$56,306
COOKSON PEIRCE & CO INC613,956$48,300
O'SHAUGHNESSY ASSET MANAGEMENT, LLC590,663$46,467
RAYMOND JAMES FINANCIAL INC555,713$43,727
MILLENNIUM MANAGEMENT LLC529,394$41,647
FIRST TRUST ADVISORS LP493,614$38,833
CHARLES SCHWAB INVESTMENT MANAGEMENT INC485,468$38,192
WELLS FARGO & COMPANY/MN470,511$37,015
Crossmark Global Holdings, Inc.466,801$36,723
Quantinno Capital Management LP435,064$34,227
NATIXIS ADVISORS, L.P.407,128$32
LPL Financial LLC384,037$30,212
Qube Research & Technologies Ltd361,303$28,424
ABC ARBITRAGE SA360,332$28,347
UBS Group AG356,832$28,072
JPMORGAN CHASE & CO354,049$27,853
ENVESTNET ASSET MANAGEMENT INC348,992$27,455
Bank of New York Mellon Corp319,905$25,167
Creative Planning318,178$25,031
1832 Asset Management L.P.298,350$23,471
MERITAGE PORTFOLIO MANAGEMENT295,700$23,263
AQR CAPITAL MANAGEMENT LLC295,056$23,212
Foresight Global Investors, Inc.293,355$23,078
HighTower Advisors, LLC266,449$20,962
CAPITAL FUND MANAGEMENT S.A.265,463$20,884
FRANKLIN RESOURCES INC260,902$20,525
QRG CAPITAL MANAGEMENT, INC.224,222$17,640
Janney Capital Management LLC219,596$17
Mariner, LLC205,187$16,149
MERCER GLOBAL ADVISORS INC /ADV203,756$16,029
Promethos Capital, LLC199,432$15,689
CWM, LLC182,875$14
HRT FINANCIAL LP176,364$14
MARSHALL WACE, LLP169,065$13,300
Pathstone Holdings, LLC166,928$13,132
American Assets Investment Management, LLC166,918$13,131
US BANCORP \DE\165,949$13,055
RITHOLTZ WEALTH MANAGEMENT160,760$12,647
Ethic Inc.154,598$12,162
BANK OF MONTREAL /CAN/146,375$11,515
SG Americas Securities, LLC145,262$11
TWO SIGMA ADVISERS, LP143,600$11,297
SEI INVESTMENTS CO137,776$10,839
BNP PARIBAS ARBITRAGE, SA133,746$10,522
Vanguard Personalized Indexing Management, LLC130,851$10,294
AMERIPRISE FINANCIAL INC124,815$9,831
MML INVESTORS SERVICES, LLC123,369$9,705
STIFEL FINANCIAL CORP122,012$9,599
M&T Bank Corp120,296$9,464
Cerity Partners LLC120,252$9,460
NATIONAL BANK OF CANADA /FI/115,628$9,096
Manatuck Hill Partners, LLC107,448$8,453
RENAISSANCE TECHNOLOGIES LLC106,622$8,388
HENNESSY ADVISORS INC100,800$7,930
Brinker Capital Investments, LLC98,928$7,783
Grantham, Mayo, Van Otterloo & Co. LLC98,649$7,761
Laird Norton Wetherby Trust Company, LLC97,510$7,671
Campbell & CO Investment Adviser LLC94,331$7,421
TRUIST FINANCIAL CORP87,472$6,881
Tredje AP-fonden86,869$6,834
NEW YORK STATE COMMON RETIREMENT FUND85,771$6,748
BALYASNY ASSET MANAGEMENT L.P.84,943$6,682
TD Waterhouse Canada Inc.83,647$6,581
Callan Family Office, LLC78,458$6,172
FACTORY MUTUAL INSURANCE CO77,552$6,101
Russell Investments Group, Ltd.76,925$6,052
Brooklyn Investment Group76,186$6,007
Compound Planning, Inc.74,634$5,871
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO74,378$5,851
Vident Advisory, LLC73,452$5,779
Naviter Wealth, LLC72,202$5,680
Cetera Investment Advisers69,501$5,468
CITADEL ADVISORS LLC69,059$5,433
Generali Investments CEE, investicni spolecnost, a.s.67,322$5,296
Caprock Group, LLC65,429$5,147
NewEdge Wealth, LLC63,864$5,024
NEUBERGER BERMAN GROUP LLC62,846$4,944
Sequoia Financial Advisors, LLC61,723$4,856
PNC Financial Services Group, Inc.61,589$4,845
Old Port Advisors59,553$4,685
SIGNATUREFD, LLC58,873$4,632
Vise Technologies, Inc.58,865$4,631
Parallax Volatility Advisers, L.P.58,770$4,623
Limestone Investment Advisors LP56,037$4,408
Americana Partners, LLC54,482$4,286
WCG Wealth Advisors LLC53,701$4,225
Catalyst Capital Advisors LLC53,125$4,179
506 other institutions5,044,751$380,283
Total (606 institutions)83,031,418$6,426,635