HSBC HLDGS PLC

Ticker: HSBC CUSIP: 404280406 Class: ADR

CONNING INC.'s Holding History (CIK: 0000801051)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 6,750 Value ($000) $276 Avg Close — Range —
Q4 2016
Shares 5,175 Value ($000) $208 Avg Close — Range —
Q2 2013
Shares 77,500 Value ($000) $4,022 Avg Close — Range —