HSBC HLDGS PLC

Ticker: HSBC CUSIP: 404280406 Class: ADR

ARIEL INVESTMENTS, LLC's Holding History (CIK: 0000936753)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 12,750 Value ($000) $399 Avg Close — Range —
Q1 2016
Shares 57,512 Value ($000) $1,790 Avg Close — Range —
Q4 2015
Shares 57,148 Value ($000) $2,256 Avg Close — Range —
Q3 2015
Shares 43,207 Value ($000) $1,637 Avg Close — Range —
Q2 2015
Shares 40,745 Value ($000) $1,826 Avg Close — Range —
Q1 2015
Shares 38,400 Value ($000) $1,635 Avg Close — Range —
Q4 2014
Shares 21,019 Value ($000) $993 Avg Close — Range —
Q3 2014
Shares 51,289 Value ($000) $2,610 Avg Close — Range —
Q2 2014
Shares 69,804 Value ($000) $3,546 Avg Close — Range —
Q1 2014
Shares 64,954 Value ($000) $3,302 Avg Close — Range —
Q4 2013
Shares 36,584 Value ($000) $2,017 Avg Close — Range —
Q3 2013
Shares 11,736 Value ($000) $637 Avg Close — Range —