HSBC HLDGS PLC

Ticker: HSBC CUSIP: 404280406 Class: ADR

PUZO MICHAEL J's Holding History (CIK: 0001053914)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 4,000 Value ($000) $204 Avg Close — Range —
Q2 2014
Shares 4,000 Value ($000) $203 Avg Close — Range —
Q1 2014
Shares 4,000 Value ($000) $203 Avg Close — Range —
Q4 2013
Shares 4,000 Value ($000) $221 Avg Close — Range —
Q3 2013
Shares 5,825 Value ($000) $316 Avg Close — Range —
Q2 2013
Shares 5,825 Value ($000) $302 Avg Close — Range —
Q1 2013
Shares 5,825 Value ($000) $311 Avg Close — Range —
Q4 2012
Shares 5,825 Value ($000) $309 Avg Close — Range —