HSBC HLDGS PLC

Ticker: HSBC CUSIP: 404280406 Class: ADR

Oxbow Advisors, LLC's Holding History (CIK: 0001564770)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 67,185 Value ($000) $2,702 Avg Close — Range —
Q3 2016
Shares 69,485 Value ($000) $2,618 Avg Close — Range —
Q2 2016
Shares 72,800 Value ($000) $2,274 Avg Close — Range —
Q1 2016
Shares 74,310 Value ($000) $2,307 Avg Close — Range —
Q4 2015
Shares 73,325 Value ($000) $2,892 Avg Close — Range —