HSBC HLDGS PLC

Ticker: HSBC CUSIP: 404280406 Class: ADR

Summit Financial Wealth Advisors, LLC's Holding History (CIK: 0001632283)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 40,393 Value ($000) $1,083 Avg Close — Range —
Q4 2015
Shares 40,400 Value ($000) $1,050 Avg Close — Range —