HSBC HLDGS PLC

Ticker: HSBC CUSIP: 404280406 Class: ADR

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 70,100 Value ($000) $2,740 Avg Close — Range —
Q3 2019
Shares 125,000 Value ($000) $4,784 Avg Close — Range —
Q2 2019
Shares 70,000 Value ($000) $2,922 Avg Close — Range —
Q1 2019
Shares 30,000 Value ($000) $1,217 Avg Close — Range —