CUSIP: 40637HAF6 Class: NOTE 1.000% 8/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Lombard Odier Asset Management (Europe) Ltd | 15,493,000 | $20,576 |
| GROUPAMA ASSET MANAGMENT | 2,000,000 | $2,664 |
| Focus Partners Wealth | 2,295,000 | $3,026 |
| LORD, ABBETT & CO. LLC | 3,675,000 | $5 |
| GOLDMAN SACHS GROUP INC | 900,000 | $1,193 |
| CITIGROUP INC | 503,000 | $667 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Warberg Asset Management LLC | 5,142,000 | 8,000,000 | +2,858,000 (+55.6%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 10,618,000 | 39,626,000 | +29,008,000 (+273.2%) |
| Jain Global LLC | 20,000,000 | 25,000,000 | +5,000,000 (+25.0%) |
| Point72 Asset Management, L.P. | 28,946,000 | 40,851,000 | +11,905,000 (+41.1%) |
| CITADEL ADVISORS LLC | 14,000,000 | 23,692,000 | +9,692,000 (+69.2%) |
| Union Bancaire Privee, UBP SA | 4,365,000 | 4,765,000 | +400,000 (+9.2%) |
| Invesco Ltd. | 4,000,000 | 4,500,000 | +500,000 (+12.5%) |
| Bank of New York Mellon Corp | 500,000 | 610,000 | +110,000 (+22.0%) |
| LOOMIS SAYLES & CO L P | 3,570 | 4,463 | +893 (+25.0%) |
| ROYAL BANK OF CANADA | 320,000 | 366,000 | +46,000 (+14.4%) |
| LAZARD ASSET MANAGEMENT LLC | 16,747,000 | 16,978,000 | +231,000 (+1.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ADVENT CAPITAL MANAGEMENT /DE/ | 8,395,000 | 232,000 | -8,163,000 (-97.2%) |
| Calamos Advisors LLC | 40,012,000 | 11,726,000 | -28,286,000 (-70.7%) |
| LMR Partners LLP | 50,000,000 | 40,508,000 | -9,492,000 (-19.0%) |
| MILLENNIUM MANAGEMENT LLC | 88,500,000 | 19,923,000 | -68,577,000 (-77.5%) |
| BALYASNY ASSET MANAGEMENT L.P. | 35,078,000 | 14,785,000 | -20,293,000 (-57.9%) |
| Jefferies Financial Group Inc. | 5,117,000 | 1,178,000 | -3,939,000 (-77.0%) |
| Walleye Capital LLC | 4,500,000 | 3,000,000 | -1,500,000 (-33.3%) |
| JPMORGAN CHASE & CO | 22,117,000 | 8,793,000 | -13,324,000 (-60.2%) |
| DEUTSCHE BANK AG\ | 5,266,000 | 900,000 | -4,366,000 (-82.9%) |
| BANK OF AMERICA CORP /DE/ | 12,126,000 | 4,184,000 | -7,942,000 (-65.5%) |
| MORGAN STANLEY | 13,970,000 | 9,760,000 | -4,210,000 (-30.1%) |
| STATE STREET CORP | 14,170,000 | 9,638,000 | -4,532,000 (-32.0%) |
| WELLS FARGO & COMPANY/MN | 12,144,000 | 9,696,000 | -2,448,000 (-20.2%) |
| FMR LLC | 9,536,000 | 6,654,000 | -2,882,000 (-30.2%) |
| BlackRock, Inc. | 6,950,000 | 5,750,000 | -1,200,000 (-17.3%) |
| FRANKLIN RESOURCES INC | 8,882,000 | 8,100,000 | -782,000 (-8.8%) |
| Man Group plc | 2,040,000 | 1,670,000 | -370,000 (-18.1%) |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 1,000,000 | 700,000 | -300,000 (-30.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| DLD Asset Management, LP | 30,000,000 | $42,338 |
| CAMDEN ASSET MANAGEMENT L P /CA | 35,208,000 | $49,467 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 25,000,000 | $35,125 |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM | 7,000,000 | $9,870 |
| Boussard & Gavaudan Investment Management LLP | 2,100 | $2,968 |
| PROSPECTOR PARTNERS LLC | 1,200,000 | $1,686 |
| RWC Asset Management LLP | 2,332,000 | $3,294 |
| SHENKMAN CAPITAL MANAGEMENT INC | 900,000 | $1,268 |
| Nuveen, LLC | 18,000,000 | $25,290 |
| WESTWOOD HOLDINGS GROUP INC | 1,000,000 | $1,410 |
| TORONTO DOMINION BANK | 1,692,000 | $2,379 |
| FIFTH THIRD BANCORP | 10,000 | $1,405 |
| BNP PARIBAS ARBITRAGE, SA | 611,000 | $862 |
| JANE STREET GROUP, LLC | 425,000 | $603 |
| FLOSSBACH VON STORCH AG | 200,000 | $282 |
| SUSQUEHANNA ADVISORS GROUP, INC. | 5,000,000 | $70 |