HANCOCK JOHN FINL OPPTYS FD

CUSIP: 409735206 Class: CEF

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 16,133 Value ($000) $380 Avg Close — Range —
Q4 2013
Shares 24,744 Value ($000) $583 Avg Close — Range —