HANCOCK JOHN FINL OPPTYS FD

CUSIP: 409735206 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY1,189,553$41,730
WELLS FARGO & COMPANY/MN667,192$23,405
ROYAL BANK OF CANADA259,361$9,098
Janney Montgomery Scott LLC196,609$7
RAYMOND JAMES FINANCIAL INC176,313$6,185
LPL Financial LLC129,785$4,553
FCA CORP /TX86,920$3,049
STIFEL FINANCIAL CORP86,733$3,043
WOLVERINE ASSET MANAGEMENT LLC76,148$2,671
READYSTATE ASSET MANAGEMENT LP70,727$2,481
NORTH STAR ASSET MANAGEMENT INC68,080$2,388
Steward Partners Investment Advisory, LLC49,209$1,726
UBS Group AG47,666$1,672
Cambridge Investment Research Advisors, Inc.44,185$2
BANK OF AMERICA CORP /DE/43,840$1,538
Gilliland Jeter Wealth Management LLC36,269$1,272
Chancellor Financial Group WB LP30,988$1,087
OPPENHEIMER & CO INC28,394$996
Mariner, LLC27,765$974
World Investment Advisors27,590$968
HighTower Advisors, LLC26,169$918
Samalin Investment Counsel, LLC25,963$911
AMERIPRISE FINANCIAL INC24,540$861
Private Advisor Group, LLC23,165$813
Tennessee Valley Asset Management Partners20,694$726
Triumph Capital Management19,372$680
OSAIC HOLDINGS, INC.16,462$578
Kestra Advisory Services, LLC14,451$507
STEPHENS INC /AR/14,105$495
PEAPACK GLADSTONE FINANCIAL CORP13,848$0
COMMONWEALTH EQUITY SERVICES, LLC13,802$484
AlphaCore Capital LLC13,792$484
BENJAMIN EDWARDS INC13,391$470
Logan Stone Capital, LLC12,670$444
J.W. COLE ADVISORS, INC.12,310$432
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.11,160$391
Institute for Wealth Management, LLC.10,784$378
Shaker Financial Services, LLC10,576$371
Focus Partners Wealth10,002$351
D.A. DAVIDSON & CO.9,006$316
Redwood Wealth Management Group, LLC8,829$310
Abel Hall, LLC8,000$281
XTX Topco Ltd7,766$272
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD7,538$264
Sowell Financial Services LLC7,319$257
Cetera Investment Advisers7,100$249
Creative Planning6,599$231
COMERICA BANK5,233$184
Allworth Financial LP4,498$158
CENTAURUS FINANCIAL, INC.2,868$0
NewEdge Advisors, LLC2,076$73
PRIVATE TRUST CO NA2,000$70
PNC Financial Services Group, Inc.1,817$64
MAI Capital Management1,740$61
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,625$57
THOMPSON INVESTMENT MANAGEMENT, INC.1,616$57
Farther Finance Advisors, LLC1,225$43
Atlantic Union Bankshares Corp1,000$35
TOTH FINANCIAL ADVISORY CORP931$33
CREATIVE FINANCIAL DESIGNS INC /ADV600$21
Plante Moran Financial Advisors, LLC585$21
CWM, LLC514$0
Smartleaf Asset Management LLC503$18
McIlrath & Eck, LLC425$15
CIBC Private Wealth Group, LLC300$11
SFAM, LLC300$11
Mountain Hill Investment Partners Corp.300$11
Spire Wealth Management277$10
EASTERN BANK250$9
Bogart Wealth, LLC231$8
AdvisorNet Financial, Inc200$7
Navigoe, LLC200$0
Global Wealth Strategies & Associates180$6
Global Retirement Partners, LLC171$6
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO154$5
HARBOUR INVESTMENTS, INC.125$4
Tidemark, LLC125$4
HIGHLINE WEALTH PARTNERS LLC100$4
Monetary Solutions, Ltd100$4
CoreCap Advisors, LLC50$2
Ronald Blue Trust, Inc.18$1
HUNTINGTON NATIONAL BANK1$0
Total (82 institutions)3,745,078$122,328