HANCOCK JOHN FINL OPPTYS FD

CUSIP: 409735206 Class: CEF

Smith, Salley & Associates's Holding History (CIK: 0001482012)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 47,473 Value ($000) $1,110 Avg Close — Range —
Q4 2014
Shares 43,675 Value ($000) $1,029 Avg Close — Range —
Q3 2014
Shares 41,018 Value ($000) $911 Avg Close — Range —
Q2 2014
Shares 25,802 Value ($000) $597 Avg Close — Range —
Q1 2014
Shares 14,807 Value ($000) $356 Avg Close — Range —
Q4 2013
Shares 10,141 Value ($000) $239 Avg Close — Range —