HANCOCK JOHN FINL OPPTYS FD

CUSIP: 409735206 Class: CEF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 212 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 212 Value ($000) $5 Avg Close — Range —
Q3 2014
Shares 312 Value ($000) $7 Avg Close — Range —
Q2 2014
Shares 212 Value ($000) $5 Avg Close — Range —
Q1 2014
Shares 212 Value ($000) $5 Avg Close — Range —
Q4 2013
Shares 212 Value ($000) $5 Avg Close — Range —
Q3 2013
Shares 212 Value ($000) $5 Avg Close — Range —
Q2 2013
Shares 212 Value ($000) $5 Avg Close — Range —