HANCOCK JOHN FINL OPPTYS FD

CUSIP: 409735206 Class: CEF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 328 Value ($000) $7 Avg Close — Range —
Q4 2017
Shares 1,500 Value ($000) $59 Avg Close — Range —