HANCOCK JOHN FINL OPPTYS FD

CUSIP: 409735206 Class: CEF

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2012
Shares 12,521 Value ($000) $220 Avg Close — Range —
Q3 2012
Shares 12,009 Value ($000) $220 Avg Close — Range —
Q2 2012
Shares 13,413 Value ($000) $220 Avg Close — Range —