HANCOCK JOHN FINL OPPTYS FD

CUSIP: 409735206 Class: CEF

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 3,592 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 3,392 Value ($000) $107 Avg Close — Range —
Q2 2022
Shares 142 Value ($000) $5 Avg Close — Range —
Q1 2022
Shares 142 Value ($000) $5 Avg Close — Range —
Q4 2021
Shares 142 Value ($000) $6 Avg Close — Range —
Q3 2021
Shares 142 Value ($000) $6 Avg Close — Range —
Q2 2021
Shares 142 Value ($000) $5 Avg Close — Range —
Q3 2020
Shares 1,400 Value ($000) $30 Avg Close — Range —
Q2 2020
Shares 5,381 Value ($000) $123 Avg Close — Range —
Q1 2020
Shares 5,260 Value ($000) $96 Avg Close — Range —
Q2 2019
Shares 200 Value ($000) $6 Avg Close — Range —
Q1 2019
Shares 200 Value ($000) $6 Avg Close — Range —