HANCOCK JOHN PFD INCOME FD I

CUSIP: 41013X106 Class: CEF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (6)

KESTRA PRIVATE WEALTH SERVICES, LLC
Value ($000) $322 Shares 20,022
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $196 Shares 12,172
JANE STREET GROUP, LLC
Value ($000) $180 Shares 11,223
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Value ($000) $8 Shares 500
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Value ($000) $14 Shares 845
Asset Dedication, LLC
Value ($000) $10 Shares 600

Increased Positions (9)

GUGGENHEIM CAPITAL LLC
Value ($000) $3,905 (+65.1%) Shares 243,009 (+73.1%)
Kestra Advisory Services, LLC
Value ($000) $1,073 (+50.2%) Shares 66,744 (+57.5%)
BANK OF AMERICA CORP /DE/
Value ($000) $873 (+64.4%) Shares 54,325 (+72.3%)
UBS Group AG
Value ($000) $5,811 (+1.4%) Shares 361,631 (+6.4%)
LPL Financial LLC
Value ($000) $1,536 (+17.3%) Shares 95,557 (+23.0%)
J.W. COLE ADVISORS, INC.
Value ($000) $2,313 (-3.7%) Shares 143,956 (+1.0%)
ROYAL BANK OF CANADA
Value ($000) $488 (+2.3%) Shares 30,397 (+7.3%)
Spire Wealth Management
Value ($000) $202 (-3.2%) Shares 12,565 (+1.5%)
WEDBUSH SECURITIES INC
Value ($000) $0 (+1.5%) Shares 25,147 (+6.4%)

Decreased Positions (12)

Axim Planning & Wealth
Value ($000) $5,191 (-7.4%) Shares 323,010 (-2.9%)
Invesco Ltd.
Value ($000) $2,419 (-21.5%) Shares 150,552 (-17.7%)
Private Advisor Group, LLC
Value ($000) $239 (-30.8%) Shares 14,861 (-27.5%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $396 (-25.2%) Shares 24,657 (-21.6%)
OSAIC HOLDINGS, INC.
Value ($000) $850 (-6.1%) Shares 52,911 (-4.4%)
HOLLENCREST CAPITAL MANAGEMENT
Value ($000) $12 (-61.6%) Shares 722 (-59.8%)
STIFEL FINANCIAL CORP
Value ($000) $351 (-9.2%) Shares 21,818 (-4.8%)
StoneX Group Inc.
Value ($000) $176 (-9.9%) Shares 10,952 (-4.8%)
NewEdge Advisors, LLC
Value ($000) $299 (-8.1%) Shares 18,608 (-3.6%)
Cetera Investment Advisers
Value ($000) $479 (-6.0%) Shares 29,815 (-1.5%)
Global Retirement Partners, LLC
Value ($000) $46 (-11.2%) Shares 2,873 (-6.9%)
COHEN & STEERS, INC.
Value ($000) $2 (-8.0%) Shares 136,687 (-3.5%)

Exited Positions (6)

GPS Wealth Strategies Group, LLC
Value ($000) $71 Shares 4,240
READYSTATE ASSET MANAGEMENT LP
Value ($000) $195 Shares 11,544
Ameritas Advisory Services, LLC
Value ($000) $111 Shares 6,588
HHM Wealth Advisors, LLC
Value ($000) $28 Shares 1,643
PNC Financial Services Group, Inc.
Value ($000) $51 Shares 3,000
Advisory Services Network, LLC
Value ($000) $7 Shares 404