HANCOCK JOHN PFD INCOME FD I

CUSIP: 41021P103 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
UBS Group AG1,173,288$16,907
MORGAN STANLEY783,453$11,290
LPL Financial LLC296,324$4,270
Invesco Ltd.223,508$3,221
Cetera Investment Advisers169,146$2,437
GUGGENHEIM CAPITAL LLC166,776$2,403
ROYAL BANK OF CANADA161,596$2,329
AMERIPRISE FINANCIAL INC156,631$2,257
BANK OF AMERICA CORP /DE/146,935$2,117
Fiera Capital Corp115,546$1,665
Pine Valley Investments Ltd Liability Co63,598$916
J.W. COLE ADVISORS, INC.60,647$874
Activest Wealth Management60,353$870
COMMONWEALTH EQUITY SERVICES, LLC48,337$697
Sowell Financial Services LLC44,913$647
PHILADELPHIA TRUST CO41,700$1
OSAIC HOLDINGS, INC.40,944$590
WELLS FARGO & COMPANY/MN40,739$587
Live Oak Private Wealth LLC38,630$557
COHEN & STEERS, INC.29,447$0
READYSTATE ASSET MANAGEMENT LP29,044$419
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC26,580$385
Post Resch Tallon Group Inc.25,783$372
Arkfeld Wealth Strategies, L.L.C.24,620$357
HighTower Advisors, LLC22,666$327
WEDBUSH SECURITIES INC21,104$0
Janney Montgomery Scott LLC20,187$0
NewEdge Advisors, LLC19,300$278
RAYMOND JAMES FINANCIAL INC18,213$262
Logan Stone Capital, LLC18,084$261
KEYBANK NATIONAL ASSOCIATION/OH17,000$245
JANE STREET GROUP, LLC14,887$215
STIFEL FINANCIAL CORP14,465$208
Sanctuary Advisors, LLC14,185$204
Focus Financial Network, Inc.12,716$183
Mariner, LLC12,593$181
B. Riley Wealth Advisors, Inc.10,456$151
Cherry Creek Investment Advisors, Inc.10,000$144
Rockefeller Capital Management L.P.7,937$114
Kestra Advisory Services, LLC6,372$92
CIBC Private Wealth Group, LLC4,000$58
Global Retirement Partners, LLC3,727$54
COMERICA BANK3,250$47
BankPlus Trust Department2,505$36
PNC Financial Services Group, Inc.2,071$30
PRIVATE TRUST CO NA2,000$29
ROTHSCHILD INVESTMENT LLC1,500$22
BARRETT & COMPANY, INC.1,190$17
CoreCap Advisors, LLC1,128$16
Olistico Wealth, LLC1,019$15
MAI Capital Management680$10
HARBOUR INVESTMENTS, INC.600$9
Steward Partners Investment Advisory, LLC524$8
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO500$7
CoreFirst Bank & Trust500$7
HIGHLINE WEALTH PARTNERS LLC500$7
Caldwell Trust Co390$6
Geneos Wealth Management Inc.350$5
Asset Dedication, LLC300$4
COUNTRY TRUST BANK200$3
Allworth Financial LP180$3
Glass Jacobson Investment Advisors llc150$2
Farther Finance Advisors, LLC9$0
Total (63 institutions)4,235,976$59,427