HANMI FINL CORP

Ticker: HAFC CUSIP: 410495204 Class: Common Stock

Avantax Planning Partners, Inc.'s Holding History (CIK: 0001005441)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 126 Value ($000) $3 Avg Close $26.36 Range $24.25 - $29.55

Q1 2018

Shares 127 Value ($000) $4 Avg Close $31.23 Range $28.01 - $32.46

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	126	$3	$26.36	$24.25 - $29.55
Q1 2018	127	$4	$31.23	$28.01 - $32.46