HANMI FINL CORP

Ticker: HAFC CUSIP: 410495204 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.4,417,181$119,396
VANGUARD GROUP INC2,201,736$59,513
DIMENSIONAL FUND ADVISORS LP1,704,753$46,080
LSV ASSET MANAGEMENT1,351,375$37
STATE STREET CORP1,349,873$36,487
AMERICAN CENTURY COMPANIES INC977,170$26,413
Rhino Investment Partners, Inc840,949$22,731
GEODE CAPITAL MANAGEMENT, LLC837,483$22,641
GOLDMAN SACHS GROUP INC786,529$21,260
AQR CAPITAL MANAGEMENT LLC701,540$18,963
FMR LLC571,401$15,445
MORGAN STANLEY517,458$13,987
ACADIAN ASSET MANAGEMENT LLC479,347$13
Stieven Capital Advisors, L.P.473,519$12,799
JPMORGAN CHASE & CO471,138$12,735
Bank of New York Mellon Corp398,581$10,774
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC394,646$10,667
CHARLES SCHWAB INVESTMENT MANAGEMENT INC350,173$9,465
Invesco Ltd.347,094$9,382
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP325,916$8,810
RENAISSANCE TECHNOLOGIES LLC322,852$8,727
NORTHERN TRUST CORP322,520$8,718
Assenagon Asset Management S.A.279,344$7,551
Hillsdale Investment Management Inc.269,200$7,276
AMERIPRISE FINANCIAL INC258,801$6,995
BRIDGEWAY CAPITAL MANAGEMENT, LLC239,803$6,482
LOOMIS SAYLES & CO L P191,371$5,173
PRICE T ROWE ASSOCIATES INC /MD/190,917$5
Point72 Asset Management, L.P.188,558$5,097
MILLENNIUM MANAGEMENT LLC178,125$4,815
JANE STREET GROUP, LLC166,594$4,503
JACOBS LEVY EQUITY MANAGEMENT, INC163,009$4,406
ALGERT GLOBAL LLC148,155$4
TWO SIGMA INVESTMENTS, LP145,505$3,933
CITADEL ADVISORS LLC142,900$3,863
PRINCIPAL FINANCIAL GROUP INC141,565$3,827
Public Sector Pension Investment Board141,513$3,825
UBS Group AG128,112$3,463
ROYCE & ASSOCIATES LP122,727$3,317
FIRST TRUST ADVISORS LP120,120$3,247
PRUDENTIAL FINANCIAL INC120,026$3,270
Qube Research & Technologies Ltd119,742$3,237
Universal- Beteiligungs- und Servicegesellschaft mbH119,408$3,229
Nuveen, LLC100,833$2,726
BANK OF AMERICA CORP /DE/98,040$2,650
RHUMBLINE ADVISERS89,121$2,409
Elizabeth Park Capital Advisors, Ltd.83,720$2,263
Thrivent Financial for Lutherans83,475$2
TWO SIGMA ADVISERS, LP82,444$2,228
IEQ CAPITAL, LLC76,044$2,055
RBF Capital, LLC75,000$2,027
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.73,400$1,984
Petiole USA ltd71,651$1,937
Trexquant Investment LP71,026$1,920
Legal & General Group Plc70,337$1,901
ExodusPoint Capital Management, LP69,012$1,865
UBS ASSET MANAGEMENT AMERICAS INC66,441$1,796
De Lisle Partners LLP65,902$1,780
Swiss National Bank59,500$1,608
Y-Intercept (Hong Kong) Ltd58,758$1,588
Jefferies Financial Group Inc.58,000$1,568
BNP PARIBAS ARBITRAGE, SA57,111$1,544
BARCLAYS PLC56,249$1,520
Voya Investment Management LLC53,288$1,440
WINTON GROUP Ltd51,505$1,392
State of Tennessee, Department of Treasury49,633$1,319
FRANKLIN RESOURCES INC48,600$1,314
Russell Investments Group, Ltd.48,071$1,299
Campbell & CO Investment Adviser LLC47,999$1,297
RAYMOND JAMES FINANCIAL INC47,299$1,278
SALZHAUER MICHAEL46,932$1,269
Connor, Clark & Lunn Investment Management Ltd.44,925$1,214
CWM, LLC44,197$1
STATE OF WISCONSIN INVESTMENT BOARD44,093$1,192
Cerity Partners LLC43,278$1,170
BALYASNY ASSET MANAGEMENT L.P.40,009$1,081
Engineers Gate Manager LP38,528$1,041
WELLS FARGO & COMPANY/MN38,153$1,031
O'SHAUGHNESSY ASSET MANAGEMENT, LLC37,050$1,001
ALPS ADVISORS INC35,441$958
Weiss Asset Management LP35,143$950
SummerHaven Investment Management, LLC32,614$882
Versor Investments LP32,586$881
Unison Advisors LLC32,259$872
ALLIANCEBERNSTEIN L.P.29,936$809
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC29,516$816
Integrated Quantitative Investments LLC29,355$793
CITIGROUP INC29,057$785
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM27,933$755
Mariner, LLC27,561$745
GREAT WEST LIFE ASSURANCE CO /CAN/25,935$1
EVOLVE PRIVATE WEALTH, LLC25,435$688
Allspring Global Investments Holdings, LLC25,275$679
LAZARD ASSET MANAGEMENT LLC23,931$647
STRS OHIO23,500$635
TEACHER RETIREMENT SYSTEM OF TEXAS23,494$635
Centiva Capital, LP23,351$631
Jump Financial, LLC22,650$612
Quadrature Capital Ltd22,303$603
Zurcher Kantonalbank (Zurich Cantonalbank)21,577$583
119 other institutions819,905$19,330
Total (219 institutions)27,307,110$672,561