HANMI FINL CORP

Ticker: HAFC CUSIP: 410495204 Class: Common Stock

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 151,392 Value ($000) $3,302,000 Avg Close $20.82 Range $19.33 - $23.58

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	151,392	$3,302,000	$20.82	$19.33 - $23.58