HANMI FINL CORP

Ticker: HAFC CUSIP: 410495204 Class: Common Stock

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 12,331 Value ($000) $251 Avg Close $20.91 Range $19.95 - $22.58
Q2 2014
Shares 10,654 Value ($000) $225 Avg Close $21.93 Range $20.37 - $24.79
Q1 2014
Shares 12,986 Value ($000) $303 Avg Close $22.65 Range $20.18 - $25.07
Q4 2013
Shares 14,715 Value ($000) $322 Avg Close $18.99 Range $16.35 - $22.89
Q3 2013
Shares 31,054 Value ($000) $513 Avg Close $17.12 Range $15.85 - $18.36
Q2 2013
Shares 17,422 Value ($000) $308 Avg Close $15.99 Range $15.02 - $17.79
Q1 2013
Shares 17,692 Value ($000) $284 Avg Close $16.15 Range $13.61 - $17.37
Q4 2012
Shares 49,788 Value ($000) $661 Avg Close — Range —