HANMI FINL CORP

Ticker: HAFC CUSIP: 410495204 Class: Common Stock

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 200 Value ($000) $5 Avg Close $25.18 Range $22.32 - $26.97

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	200	$5	$25.18	$22.32 - $26.97