HANMI FINL CORP

Ticker: HAFC CUSIP: 410495204 Class: Common Stock

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 200 Value ($000) $4 Avg Close $20.91 Range $19.95 - $22.58

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	200	$4	$20.91	$19.95 - $22.58