HARTFORD FDS EXCHANGE TRADED

Ticker: TRPA CUSIP: 41653L602 Class: AAA CLO ETF

HARTFORD INVESTMENT MANAGEMENT CO's Holding History (CIK: 0000922439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 383,089 Value ($000) $14,651 Avg Close — Range —

Q4 2019

Shares 749,300 Value ($000) $30,639 Avg Close — Range —

Q3 2019

Shares 749,300 Value ($000) $30,594 Avg Close — Range —

Q2 2019

Shares 749,300 Value ($000) $30,519 Avg Close — Range —

Q1 2019

Shares 749,300 Value ($000) $30,257 Avg Close — Range —

Q4 2018

Shares 749,300 Value ($000) $29,672 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	383,089	$14,651	—	—
Q4 2019	749,300	$30,639	—	—
Q3 2019	749,300	$30,594	—	—
Q2 2019	749,300	$30,519	—	—
Q1 2019	749,300	$30,257	—	—
Q4 2018	749,300	$29,672	—	—