HAWTHORN BANCSHARES INC

Ticker: HWBK CUSIP: 420476103 Class: Common Stock

DIMENSIONAL FUND ADVISORS LP's Holding History (CIK: 0000354204)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 155,913 Value ($000) $5,437 Avg Close $32.00 Range $29.39 - $36.49

Q3 2025

Shares 153,188 Value ($000) $4,755 Avg Close $30.41 Range $28.10 - $33.77

Q2 2025

Shares 153,554 Value ($000) $4,474 Avg Close $28.85 Range $25.38 - $31.92

Q1 2025

Shares 150,318 Value ($000) $4,243 Avg Close $30.69 Range $25.21 - $35.95

Q4 2024

Shares 164,721 Value ($000) $4,670 Avg Close $28.04 Range $21.35 - $34.00

Q3 2024

Shares 166,174 Value ($000) $4,159 Avg Close $22.30 Range $19.86 - $26.09

Q2 2024

Shares 166,166 Value ($000) $3,290 Avg Close $19.75 Range $17.86 - $21.66

Q1 2024

Shares 166,211 Value ($000) $3,396 Avg Close $22.75 Range $18.56 - $26.00

Q4 2023

Shares 167,124 Value ($000) $4,240 Avg Close $19.80 Range $15.02 - $25.78

Q3 2023

Shares 163,418 Value ($000) $2,656 Avg Close $17.07 Range $15.91 - $18.62

Q2 2023

Shares 168,127 Value ($000) $3,018 Avg Close $19.29 Range $16.70 - $22.64

Q1 2023

Shares 170,104 Value ($000) $3,976 Avg Close $22.91 Range $20.75 - $24.51

Q4 2022

Shares 176,553 Value ($000) $4 Avg Close $21.72 Range $20.25 - $23.35

Q3 2022

Shares 176,553 Value ($000) $3,860 Avg Close $23.77 Range $20.97 - $25.58

Q2 2022

Shares 174,946 Value ($000) $4,460 Avg Close $24.28 Range $22.65 - $24.99

Q1 2022

Shares 167,386 Value ($000) $4,232 Avg Close $23.89 Range $22.63 - $25.39

Q4 2021

Shares 167,382 Value ($000) $4,323 Avg Close $22.46 Range $21.15 - $24.09

Q3 2021

Shares 167,959 Value ($000) $3,890 Avg Close $21.02 Range $20.12 - $21.86

Q2 2021

Shares 164,607 Value ($000) $3,774 Avg Close $20.70 Range $19.28 - $23.11

Q1 2021

Shares 145,427 Value ($000) $3,096 Avg Close $19.37 Range $16.71 - $24.09

Q4 2020

Shares 138,458 Value ($000) $3,032 Avg Close $19.06 Range $16.05 - $22.56

Q3 2020

Shares 138,269 Value ($000) $2,619 Avg Close $16.80 Range $14.01 - $19.23

Q2 2020

Shares 138,889 Value ($000) $2,734 Avg Close $16.90 Range $14.06 - $20.34

Q1 2020

Shares 133,563 Value ($000) $2,451 Avg Close $20.65 Range $12.44 - $24.03

Q4 2019

Shares 132,447 Value ($000) $3,377 Avg Close $22.40 Range $21.32 - $24.04

Q3 2019

Shares 131,055 Value ($000) $3,123 Avg Close $22.18 Range $18.98 - $25.66

Q2 2019

Shares 132,985 Value ($000) $3,564 Avg Close $23.41 Range $21.26 - $26.46

Q1 2019

Shares 127,459 Value ($000) $2,962 Avg Close $21.29 Range $18.91 - $22.19

Q4 2018

Shares 119,916 Value ($000) $2,522 Avg Close $21.12 Range $18.54 - $23.00

Q3 2018

Shares 111,344 Value ($000) $2,533 Avg Close $20.71 Range $20.02 - $22.93

Q2 2018

Shares 107,380 Value ($000) $2,352 Avg Close $19.60 Range $18.05 - $20.55

Q1 2018

Shares 99,619 Value ($000) $2,037 Avg Close $18.35 Range $17.78 - $18.85

Q4 2017

Shares 95,519 Value ($000) $1,982 Avg Close $18.15 Range $16.98 - $18.45

Q3 2017

Shares 94,027 Value ($000) $1,946 Avg Close $18.18 Range $16.06 - $19.11

Q2 2017

Shares 88,968 Value ($000) $1,851 Avg Close $17.73 Range $15.38 - $19.96

Q1 2017

Shares 84,614 Value ($000) $1,752 Avg Close $17.67 Range $14.46 - $20.67

Q4 2016

Shares 84,069 Value ($000) $1,484 Avg Close $13.70 Range $12.31 - $15.74

Q3 2016

Shares 83,432 Value ($000) $1,254 Avg Close $12.59 Range $12.05 - $13.96

Q2 2016

Shares 84,728 Value ($000) $1,168 Avg Close $12.89 Range $11.88 - $14.19

Q1 2016

Shares 81,479 Value ($000) $1,202 Avg Close $13.26 Range $12.40 - $14.05

Q4 2015

Shares 81,479 Value ($000) $1,280 Avg Close $12.89 Range $11.62 - $14.18

Q3 2015

Shares 81,479 Value ($000) $1,138 Avg Close $12.31 Range $11.66 - $13.24

Q2 2015

Shares 81,482 Value ($000) $1,167 Avg Close $12.37 Range $11.87 - $15.63

Q1 2015

Shares 78,283 Value ($000) $1,048 Avg Close $12.43 Range $11.11 - $13.33

Q4 2014

Shares 78,283 Value ($000) $1,124 Avg Close $12.44 Range $11.56 - $14.96

Q3 2014

Shares 77,947 Value ($000) $1,072 Avg Close $11.47 Range $10.58 - $12.48

Q2 2014

Shares 77,948 Value ($000) $976 Avg Close $11.55 Range $11.03 - $12.13

Q1 2014

Shares 74,157 Value ($000) $993 Avg Close $10.88 Range $9.82 - $12.13

Q4 2013

Shares 74,157 Value ($000) $920 Avg Close $11.47 Range $10.13 - $12.22

Q3 2013

Shares 72,557 Value ($000) $1,034 Avg Close $11.57 Range $10.26 - $12.81

Q2 2013

Shares 71,808 Value ($000) $855 Avg Close $9.80 Range $9.12 - $11.06

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	155,913	$5,437	$32.00	$29.39 - $36.49
Q3 2025	153,188	$4,755	$30.41	$28.10 - $33.77
Q2 2025	153,554	$4,474	$28.85	$25.38 - $31.92
Q1 2025	150,318	$4,243	$30.69	$25.21 - $35.95
Q4 2024	164,721	$4,670	$28.04	$21.35 - $34.00
Q3 2024	166,174	$4,159	$22.30	$19.86 - $26.09
Q2 2024	166,166	$3,290	$19.75	$17.86 - $21.66
Q1 2024	166,211	$3,396	$22.75	$18.56 - $26.00
Q4 2023	167,124	$4,240	$19.80	$15.02 - $25.78
Q3 2023	163,418	$2,656	$17.07	$15.91 - $18.62
Q2 2023	168,127	$3,018	$19.29	$16.70 - $22.64
Q1 2023	170,104	$3,976	$22.91	$20.75 - $24.51
Q4 2022	176,553	$4	$21.72	$20.25 - $23.35
Q3 2022	176,553	$3,860	$23.77	$20.97 - $25.58
Q2 2022	174,946	$4,460	$24.28	$22.65 - $24.99
Q1 2022	167,386	$4,232	$23.89	$22.63 - $25.39
Q4 2021	167,382	$4,323	$22.46	$21.15 - $24.09
Q3 2021	167,959	$3,890	$21.02	$20.12 - $21.86
Q2 2021	164,607	$3,774	$20.70	$19.28 - $23.11
Q1 2021	145,427	$3,096	$19.37	$16.71 - $24.09
Q4 2020	138,458	$3,032	$19.06	$16.05 - $22.56
Q3 2020	138,269	$2,619	$16.80	$14.01 - $19.23
Q2 2020	138,889	$2,734	$16.90	$14.06 - $20.34
Q1 2020	133,563	$2,451	$20.65	$12.44 - $24.03
Q4 2019	132,447	$3,377	$22.40	$21.32 - $24.04
Q3 2019	131,055	$3,123	$22.18	$18.98 - $25.66
Q2 2019	132,985	$3,564	$23.41	$21.26 - $26.46
Q1 2019	127,459	$2,962	$21.29	$18.91 - $22.19
Q4 2018	119,916	$2,522	$21.12	$18.54 - $23.00
Q3 2018	111,344	$2,533	$20.71	$20.02 - $22.93
Q2 2018	107,380	$2,352	$19.60	$18.05 - $20.55
Q1 2018	99,619	$2,037	$18.35	$17.78 - $18.85
Q4 2017	95,519	$1,982	$18.15	$16.98 - $18.45
Q3 2017	94,027	$1,946	$18.18	$16.06 - $19.11
Q2 2017	88,968	$1,851	$17.73	$15.38 - $19.96
Q1 2017	84,614	$1,752	$17.67	$14.46 - $20.67
Q4 2016	84,069	$1,484	$13.70	$12.31 - $15.74
Q3 2016	83,432	$1,254	$12.59	$12.05 - $13.96
Q2 2016	84,728	$1,168	$12.89	$11.88 - $14.19
Q1 2016	81,479	$1,202	$13.26	$12.40 - $14.05
Q4 2015	81,479	$1,280	$12.89	$11.62 - $14.18
Q3 2015	81,479	$1,138	$12.31	$11.66 - $13.24
Q2 2015	81,482	$1,167	$12.37	$11.87 - $15.63
Q1 2015	78,283	$1,048	$12.43	$11.11 - $13.33
Q4 2014	78,283	$1,124	$12.44	$11.56 - $14.96
Q3 2014	77,947	$1,072	$11.47	$10.58 - $12.48
Q2 2014	77,948	$976	$11.55	$11.03 - $12.13
Q1 2014	74,157	$993	$10.88	$9.82 - $12.13
Q4 2013	74,157	$920	$11.47	$10.13 - $12.22
Q3 2013	72,557	$1,034	$11.57	$10.26 - $12.81
Q2 2013	71,808	$855	$9.80	$9.12 - $11.06