HAWTHORN BANCSHARES INC

Ticker: HWBK CUSIP: 420476103 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Ategra Capital Management, LLC342,390$11,943
VANGUARD GROUP INC317,844$11,086
BlackRock, Inc.300,644$10,486
FJ Capital Management LLC190,710$6,652
DIMENSIONAL FUND ADVISORS LP155,913$5,437
GEODE CAPITAL MANAGEMENT, LLC139,614$4,871
STATE STREET CORP78,650$2,758
BRIDGEWAY CAPITAL MANAGEMENT, LLC75,686$2,640
MONETA GROUP INVESTMENT ADVISORS LLC48,537$1,693
Pinnacle Holdings, LLC47,764$1,666
NORTHERN TRUST CORP40,178$1,401
RBF Capital, LLC39,167$1,366
RENAISSANCE TECHNOLOGIES LLC37,201$1,298
MERCER GLOBAL ADVISORS INC /ADV32,430$1,131
GOLDMAN SACHS GROUP INC30,790$1,074
AMERICAN CENTURY COMPANIES INC20,603$719
CHARLES SCHWAB INVESTMENT MANAGEMENT INC16,391$572
ALLIANCEBERNSTEIN L.P.15,704$548
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP15,606$544
ALEXANDER LABRUNERIE & CO., INC.15,471$540
Bank of New York Mellon Corp13,785$481
Eagle Bluffs Wealth Management LLC13,747$482
CITADEL ADVISORS LLC11,555$403
PRICE T ROWE ASSOCIATES INC /MD/10,937$0
BARCLAYS PLC10,789$376
Focus Partners Wealth9,239$322
Creative Planning8,019$280
MORGAN STANLEY7,815$273
Nuveen, LLC7,505$262
RHUMBLINE ADVISERS6,947$242
HSBC HOLDINGS PLC6,909$225
TWO SIGMA INVESTMENTS, LP6,556$229
WELLS FARGO & COMPANY/MN6,517$227
CENTRAL TRUST Co5,168$180
DEUTSCHE BANK AG\4,665$163
BANK OF AMERICA CORP /DE/4,586$160
MetLife Investment Management, LLC3,620$126
JPMORGAN CHASE & CO3,041$106
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.2,695$94
NEW YORK STATE COMMON RETIREMENT FUND2,420$84
Kestra Advisory Services, LLC1,430$50
BNP PARIBAS ARBITRAGE, SA1,307$46
Police & Firemen's Retirement System of New Jersey1,269$44
UBS Group AG835$29
Russell Investments Group, Ltd.676$24
Ameritas Investment Partners, Inc.593$21
SRS Capital Advisors, Inc.552$19
OPTIMA CAPITAL LLC530$19
Legal & General Group Plc527$18
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM356$12
Tower Research Capital LLC (TRC)340$12
Sterling Capital Management LLC335$12
ROYAL BANK OF CANADA312$11
Farther Finance Advisors, LLC269$9
CWM, LLC201$0
AMALGAMATED BANK183$0
CITIGROUP INC135$5
FMR LLC93$3
Covestor Ltd10$0
IFP Advisors, Inc9$0
Allworth Financial LP7$0
PNC Financial Services Group, Inc.5$0
ROTHSCHILD INVESTMENT LLC1$0
MAI Capital Management1$0
Total (64 institutions)2,117,784$73,476