HAWTHORN BANCSHARES INC

Ticker: HWBK CUSIP: 420476103 Class: Common Stock

MUFG Americas Holdings Corp's Holding History (CIK: 0001011659)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 61 Value ($000) $1 Avg Close $17.67 Range $14.46 - $20.67

Q4 2016

Shares 61 Value ($000) $1 Avg Close $13.70 Range $12.31 - $15.74

Q3 2016

Shares 144 Value ($000) $2 Avg Close $12.59 Range $12.05 - $13.96

Q2 2016

Shares 220 Value ($000) $3 Avg Close $12.89 Range $11.88 - $14.19

Q1 2016

Shares 220 Value ($000) $3 Avg Close $13.26 Range $12.40 - $14.05

Q4 2015

Shares 380 Value ($000) $6 Avg Close $12.89 Range $11.62 - $14.18

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	61	$1	$17.67	$14.46 - $20.67
Q4 2016	61	$1	$13.70	$12.31 - $15.74
Q3 2016	144	$2	$12.59	$12.05 - $13.96
Q2 2016	220	$3	$12.89	$11.88 - $14.19
Q1 2016	220	$3	$13.26	$12.40 - $14.05
Q4 2015	380	$6	$12.89	$11.62 - $14.18