HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

Verition Fund Management LLC's Holding History (CIK: 0001454027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 11,180 Value ($000) $155 Avg Close — Range —
Q3 2013
Shares 12,000 Value ($000) $108 Avg Close — Range —