HERITAGE COMMERCE CORP

Ticker: HTBK CUSIP: 426927109 Class: Common Stock

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014

Shares 15,105 Value ($000) $124 Avg Close $8.10 Range $7.65 - $8.40

Q1 2014

Shares 16,446 Value ($000) $133 Avg Close $8.10 Range $7.69 - $8.50

Q4 2013

Shares 13,460 Value ($000) $111 Avg Close $7.78 Range $7.13 - $8.49

Q3 2013

Shares 12,677 Value ($000) $97 Avg Close $7.23 Range $6.75 - $7.67

Q2 2013

Shares 12,387 Value ($000) $87 Avg Close $6.76 Range $6.32 - $7.09

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2014	15,105	$124	$8.10	$7.65 - $8.40
Q1 2014	16,446	$133	$8.10	$7.69 - $8.50
Q4 2013	13,460	$111	$7.78	$7.13 - $8.49
Q3 2013	12,677	$97	$7.23	$6.75 - $7.67
Q2 2013	12,387	$87	$6.76	$6.32 - $7.09