HERITAGE COMMERCE CORP

Ticker: HTBK CUSIP: 426927109 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.8,343,358$100,204
VANGUARD GROUP INC3,444,057$41,363
DIMENSIONAL FUND ADVISORS LP3,273,142$39,311
STATE STREET CORP1,969,703$23,656
JPMORGAN CHASE & CO1,652,912$19,851
HoldCo Asset Management, LP1,623,446$19,498
Boston Partners1,567,432$18,946
First Trust Capital Management L.P.1,550,000$18,616
GOLDMAN SACHS GROUP INC1,538,801$18,481
GEODE CAPITAL MANAGEMENT, LLC1,533,949$18,427
BALYASNY ASSET MANAGEMENT L.P.1,301,168$15,627
MANUFACTURERS LIFE INSURANCE COMPANY, THE1,235,007$14,832
AMERICAN CENTURY COMPANIES INC1,059,389$12,723
KENNEDY CAPITAL MANAGEMENT LLC1,003,248$12,049
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC969,474$11,643
AQR CAPITAL MANAGEMENT LLC836,050$10,041
ALLIANCEBERNSTEIN L.P.763,246$9,167
Versor Investments LP740,090$8,888
Qube Research & Technologies Ltd702,361$8,435
Nuveen, LLC666,399$8,003
AlTi Global, Inc.611,671$7,346
ABC ARBITRAGE SA580,752$6,975
NORTHERN TRUST CORP520,350$6,249
CHARLES SCHWAB INVESTMENT MANAGEMENT INC505,200$6,067
SummitTX Capital, L.P.504,206$6,056
RENAISSANCE TECHNOLOGIES LLC464,700$5,581
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP430,422$5,169
MORGAN STANLEY426,559$5,123
Assenagon Asset Management S.A.417,129$5,010
AQR Arbitrage LLC409,465$4,918
Bank of New York Mellon Corp379,164$4,554
BRIDGEWAY CAPITAL MANAGEMENT, LLC367,979$4,419
TWO SIGMA INVESTMENTS, LP328,255$3,942
CITADEL ADVISORS LLC322,462$3,873
Allianz Asset Management GmbH300,100$3,604
UBS Group AG298,038$3,579
RAYMOND JAMES FINANCIAL INC291,018$3,495
TWO SIGMA ADVISERS, LP267,402$3,211
CITIGROUP INC236,956$2,846
Creative Planning226,401$2,719
JANE STREET GROUP, LLC226,094$2,715
State of New Jersey Common Pension Fund D210,631$2,530
BARCLAYS PLC209,735$2,519
JACOBS ASSET MANAGEMENT, LLC200,000$2,402
Rosenthal | Henry Capital Advisors, Inc.189,785$2,283
Cerity Partners LLC178,564$2,145
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM163,765$1,967
PANAGORA ASSET MANAGEMENT INC155,389$1,866
BANC FUNDS CO LLC121,539$1,460
Invesco Ltd.117,562$1,412
ROYAL BANK OF CANADA114,821$1,379
Swiss National Bank113,700$1,366
AMERIPRISE FINANCIAL INC111,691$1,341
BANK OF AMERICA CORP /DE/110,604$1,328
IEQ CAPITAL, LLC108,572$1,304
VICTORY CAPITAL MANAGEMENT INC107,000$1,285
FRANKLIN RESOURCES INC96,365$1,157
WELLS FARGO & COMPANY/MN95,965$1,153
FMR LLC95,257$1,144
Robertson Stephens Wealth Management, LLC92,556$1,112
FIRST MANHATTAN CO. LLC.92,045$1,105
Lido Advisors, LLC86,967$1,044
SEI INVESTMENTS CO86,065$1,034
UBS ASSET MANAGEMENT AMERICAS INC85,266$1,024
a16z Capital Management, L.L.C.82,740$129
MILLENNIUM MANAGEMENT LLC78,079$938
RHUMBLINE ADVISERS75,848$911
SUSQUEHANNA INTERNATIONAL GROUP, LLP75,621$908
Mariner, LLC72,748$874
STIFEL FINANCIAL CORP72,585$872
ALPS ADVISORS INC67,683$813
EJF Capital LP65,199$783
Trexquant Investment LP64,389$773
Susquehanna Portfolio Strategies, LLC55,373$665
Legal & General Group Plc55,142$662
CWM, LLC54,109$1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM53,866$647
STRS OHIO53,500$643
MARTINGALE ASSET MANAGEMENT L P53,136$638
Quantinno Capital Management LP51,068$613
State of Tennessee, Department of Treasury48,960$623
WHITTIER TRUST CO OF NEVADA INC48,591$604
DEUTSCHE BANK AG\46,986$564
Rafferty Asset Management, LLC46,332$556
Abacus Wealth Partners, LLC44,769$538
PRINCETON CAPITAL MANAGEMENT LLC42,041$505
AlphaQuest LLC40,463$486
Zurcher Kantonalbank (Zurich Cantonalbank)40,248$483
Universal- Beteiligungs- und Servicegesellschaft mbH38,023$457
Brandywine Global Investment Management, LLC36,730$441
SG Americas Securities, LLC36,279$0
Hennion & Walsh Asset Management, Inc.35,271$424
PRICE T ROWE ASSOCIATES INC /MD/34,386$0
Bleakley Financial Group, LLC33,949$408
WATER ISLAND CAPITAL LLC33,924$407
MetLife Investment Management, LLC31,238$375
EVERGREEN CAPITAL MANAGEMENT LLC29,399$353
VARCOV Co.29,284$352
MERCER GLOBAL ADVISORS INC /ADV28,898$347
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC28,694$358
98 other institutions862,097$9,053
Total (198 institutions)49,479,047$590,780