HERITAGE COMMERCE CORP

Ticker: HTBK CUSIP: 426927109 Class: Common Stock

Legacy Private Trust Co.'s Holding History (CIK: 0001352547)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 12,600 Value ($000) $102 Avg Close $8.10 Range $7.69 - $8.50
Q4 2013
Shares 12,600 Value ($000) $104 Avg Close $7.78 Range $7.13 - $8.49
Q3 2013
Shares 12,600 Value ($000) $96 Avg Close $7.23 Range $6.75 - $7.67