HERITAGE COMMERCE CORP

Ticker: HTBK CUSIP: 426927109 Class: Common Stock

O'SHAUGHNESSY ASSET MANAGEMENT, LLC's Holding History (CIK: 0001423442)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 91,001 Value ($000) $996 Avg Close $11.07 Range $10.13 - $12.00

Q2 2016

Shares 233,268 Value ($000) $2,456 Avg Close $10.44 Range $9.76 - $11.04

Q1 2016

Shares 269,054 Value ($000) $2,709 Avg Close $9.82 Range $8.84 - $11.77

Q4 2015

Shares 265,165 Value ($000) $3,171 Avg Close $11.00 Range $10.11 - $12.38

Q3 2015

Shares 168,650 Value ($000) $1,912 Avg Close $10.74 Range $9.30 - $11.92

Q2 2015

Shares 2,749 Value ($000) $26 Avg Close $9.13 Range $8.71 - $9.87

Q1 2015

Shares 1,994 Value ($000) $18 Avg Close $8.69 Range $8.13 - $9.17

Q4 2014

Shares 1,030 Value ($000) $9 Avg Close $8.55 Range $8.10 - $9.00

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	91,001	$996	$11.07	$10.13 - $12.00
Q2 2016	233,268	$2,456	$10.44	$9.76 - $11.04
Q1 2016	269,054	$2,709	$9.82	$8.84 - $11.77
Q4 2015	265,165	$3,171	$11.00	$10.11 - $12.38
Q3 2015	168,650	$1,912	$10.74	$9.30 - $11.92
Q2 2015	2,749	$26	$9.13	$8.71 - $9.87
Q1 2015	1,994	$18	$8.69	$8.13 - $9.17
Q4 2014	1,030	$9	$8.55	$8.10 - $9.00