CUSIP: 42703MAF0 Class: NOTE 4.250 6/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| DeepCurrents Investment Group LLC | 7,201,000 | $7,845 |
| Context Capital Management, LLC | 7,220,000 | $7,830 |
| LINDEN ADVISORS LP | 12,200,000 | $13,226 |
| Weiss Asset Management LP | 5,720,000 | $6,219 |
| HBK INVESTMENTS L P | 5,250,000 | $5,711 |
| BALYASNY ASSET MANAGEMENT L.P. | 15,696,000 | $17,044 |
| Nuveen, LLC | 22,357,000 | $24,078 |
| AQR Arbitrage LLC | 600,000 | $651 |
| MILLENNIUM MANAGEMENT LLC | 5,815,000 | $6,328 |
| BNP PARIBAS ARBITRAGE, SA | 2,743,000 | $2,954 |
| JPMORGAN CHASE & CO | 1,398,000 | $1,556 |
| LAZARD ASSET MANAGEMENT LLC | 3,477,000 | $38 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Arena Capital Advisors, LLC- CA | 30,500,000 | 33,052,000 | +2,552,000 (+8.4%) |
| BARINGS LLC | 61,866,000 | 75,891,000 | +14,025,000 (+22.7%) |
| WHITEBOX ADVISORS LLC | 29,571,000 | 32,321,000 | +2,750,000 (+9.3%) |
| ARISTEIA CAPITAL, L.L.C. | 6,000,000 | 7,000,000 | +1,000,000 (+16.7%) |
| TWO SIGMA INVESTMENTS, LP | 9,431,000 | 13,869,000 | +4,438,000 (+47.1%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 1,295,000 | 1,506,000 | +211,000 (+16.3%) |
| BANK OF AMERICA CORP /DE/ | 1,800,000 | 1,955,000 | +155,000 (+8.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ADVENT CAPITAL MANAGEMENT /DE/ | 5,352,000 | 554,000 | -4,798,000 (-89.6%) |
| OAKTREE CAPITAL MANAGEMENT LP | 2,847,000 | 1,242,000 | -1,605,000 (-56.4%) |
| DEUTSCHE BANK AG\ | 6,494,000 | 5,542,000 | -952,000 (-14.7%) |
| Russell Investments Group, Ltd. | 9,833,000 | 9,481,000 | -352,000 (-3.6%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Route One Investment Company, L.P. | 59,525,000 | $56,230 |
| Chicago Capital Management, LLC | 2,046 | $1,963 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 15,050,000 | $14,251 |
| BAUPOST GROUP LLC/MA | 17,129,000 | $16 |
| PALISADE CAPITAL MANAGEMENT, LP | 5,267,000 | $4,956 |
| AGF MANAGEMENT LTD | 1,850,000 | $1,710 |
| ROYAL BANK OF CANADA | 105,000 | $99 |