HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

NORTHERN TRUST CORP's Holding History (CIK: 0000073124)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 201,385 Value ($000) $3,790 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 215,039 Value ($000) $4,066 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 123,352 Value ($000) $2,255 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 10,295 Value ($000) $198 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 109,136 Value ($000) $2,193 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 95,206 Value ($000) $1,870 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 83,346 Value ($000) $1,704 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 90,260 Value ($000) $1,665 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 108,090 Value ($000) $1,802 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 131,933 Value ($000) $2,166 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 126,578 Value ($000) $1,873 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 97,422 Value ($000) $1,256 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 424,217 Value ($000) $5,608 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 440,877 Value ($000) $5,105 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 98,013 Value ($000) $1,322 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 81,327 Value ($000) $1,469 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 61,085 Value ($000) $1,014 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 60,655 Value ($000) $1,007 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 86,965 Value ($000) $1,484 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 442,944 Value ($000) $7,100 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 421,551 Value ($000) $6,078 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 399,883 Value ($000) $4,627 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 375,713 Value ($000) $3,933 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 335,468 Value ($000) $2,563 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 310,475 Value ($000) $4,353 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 290,024 Value ($000) $3,879 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 251,944 Value ($000) $3,230 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 233,767 Value ($000) $2,959 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 207,170 Value ($000) $2,289 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 186,586 Value ($000) $2,455 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 164,399 Value ($000) $2,079 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 46,275 Value ($000) $560 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 41,218 Value ($000) $541 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 41,277 Value ($000) $533 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 89,026 Value ($000) $1,179 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 95,631 Value ($000) $1,447 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 42,203 Value ($000) $595 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 102,513 Value ($000) $1,390 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 122,793 Value ($000) $1,525 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 106,693 Value ($000) $1,079 Avg Close $11.11 Range $9.92 - $12.42

Q2 2015

Shares 13,399 Value ($000) $155 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 340,796 Value ($000) $4,593 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 245,823 Value ($000) $3,658 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 252,723 Value ($000) $3,654 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 706,084 Value ($000) $11,410 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 1,694,079 Value ($000) $23,837 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 1,545,083 Value ($000) $25,339 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 1,501,620 Value ($000) $22,899 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 1,507,296 Value ($000) $21,012 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	201,385	$3,790	$18.04	$16.63 - $19.13
Q3 2025	215,039	$4,066	$19.17	$18.23 - $19.67
Q2 2025	123,352	$2,255	$17.71	$15.65 - $19.37
Q1 2025	10,295	$198	$20.19	$17.93 - $22.04
Q4 2024	109,136	$2,193	$19.51	$18.51 - $20.42
Q3 2024	95,206	$1,870	$19.70	$16.95 - $21.78
Q2 2024	83,346	$1,704	$19.24	$17.84 - $20.57
Q1 2024	90,260	$1,665	$17.75	$16.51 - $18.88
Q4 2023	108,090	$1,802	$15.82	$15.02 - $17.09
Q3 2023	131,933	$2,166	$16.37	$14.62 - $18.05
Q2 2023	126,578	$1,873	$13.71	$12.06 - $15.23
Q1 2023	97,422	$1,256	$13.98	$10.94 - $16.28
Q4 2022	424,217	$5,608	$13.59	$11.16 - $15.22
Q3 2022	440,877	$5,105	$14.27	$11.41 - $16.23
Q2 2022	98,013	$1,322	$15.62	$12.62 - $19.09
Q1 2022	81,327	$1,469	$17.56	$16.11 - $18.39
Q4 2021	61,085	$1,014	$16.95	$15.91 - $18.20
Q3 2021	60,655	$1,007	$17.00	$16.35 - $17.75
Q2 2021	86,965	$1,484	$17.11	$15.96 - $17.72
Q1 2021	442,944	$7,100	$15.51	$14.01 - $16.64
Q4 2020	421,551	$6,078	$12.73	$10.83 - $14.51
Q3 2020	399,883	$4,627	$11.12	$9.87 - $12.09
Q2 2020	375,713	$3,933	$10.15	$6.31 - $11.98
Q1 2020	335,468	$2,563	$13.06	$5.42 - $16.40
Q4 2019	310,475	$4,353	$13.90	$12.81 - $14.53
Q3 2019	290,024	$3,879	$13.05	$12.60 - $13.53
Q2 2019	251,944	$3,230	$12.97	$12.54 - $13.85
Q1 2019	233,767	$2,959	$12.74	$10.95 - $14.17
Q4 2018	207,170	$2,289	$12.20	$10.57 - $13.30
Q3 2018	186,586	$2,455	$13.34	$12.56 - $13.70
Q2 2018	164,399	$2,079	$12.37	$11.95 - $13.03
Q1 2018	46,275	$560	$12.54	$11.55 - $13.38
Q4 2017	41,218	$541	$13.07	$12.29 - $13.97
Q3 2017	41,277	$533	$12.83	$11.64 - $13.54
Q2 2017	89,026	$1,179	$13.89	$12.29 - $15.68
Q1 2017	95,631	$1,447	$14.66	$14.01 - $15.50
Q4 2016	42,203	$595	$13.61	$12.50 - $14.34
Q3 2016	102,513	$1,390	$13.33	$12.33 - $14.00
Q2 2016	122,793	$1,525	$12.15	$11.55 - $12.47
Q1 2016	106,693	$1,079	$11.11	$9.92 - $12.42
Q2 2015	13,399	$155	$12.99	$11.40 - $14.22
Q1 2015	340,796	$4,593	$14.66	$13.26 - $15.71
Q4 2014	245,823	$3,658	$15.09	$13.14 - $16.20
Q3 2014	252,723	$3,654	$15.83	$14.35 - $16.99
Q2 2014	706,084	$11,410	$14.64	$12.95 - $16.31
Q1 2014	1,694,079	$23,837	$15.67	$14.05 - $16.63
Q4 2013	1,545,083	$25,339	$16.14	$14.78 - $17.25
Q3 2013	1,501,620	$22,899	$14.50	$13.60 - $15.64
Q2 2013	1,507,296	$21,012	$13.02	$11.57 - $14.25