HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

AQR CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001167557)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 15,970 Value ($000) $215 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 15,970 Value ($000) $238 Avg Close $15.09 Range $13.14 - $16.20
Q3 2014
Shares 15,970 Value ($000) $231 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 15,370 Value ($000) $248 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 50,370 Value ($000) $709 Avg Close $15.67 Range $14.05 - $16.63
Q4 2013
Shares 50,011 Value ($000) $820 Avg Close $16.14 Range $14.78 - $17.25
Q3 2013
Shares 52,700 Value ($000) $804 Avg Close $14.50 Range $13.60 - $15.64
Q2 2013
Shares 171,724 Value ($000) $2,394 Avg Close $13.02 Range $11.57 - $14.25
Q4 2012
Shares 145,724 Value ($000) $1,622 Avg Close — Range —