HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

OSAIC HOLDINGS, INC.'s Holding History (CIK: 0001677044)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 44,000 Value ($000) $46 Avg Close — Range —
Q3 2021
Shares 53,000 Value ($000) $56 Avg Close — Range —
Q2 2021
Shares 53,000 Value ($000) $56 Avg Close — Range —
Q1 2021
Shares 57,000 Value ($000) $59 Avg Close — Range —
Q4 2020
Shares 57,000 Value ($000) $59 Avg Close — Range —
Q3 2020
Shares 57,000 Value ($000) $57 Avg Close — Range —
Q2 2020
Shares 57,000 Value ($000) $56 Avg Close — Range —
Q1 2020
Shares 17,000 Value ($000) $15 Avg Close — Range —