HIGHLAND GLOBAL ALLOCATION F

CUSIP: 43010T104 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
RAYMOND JAMES FINANCIAL INC2,309,644$21,087
LPL Financial LLC866,872$7,915
MORGAN STANLEY766,386$6,997
Matisse Capital393,000$3,588
OSAIC HOLDINGS, INC.346,337$3,162
NWF Advisory Services Inc.281,581$2,571
NewEdge Advisors, LLC182,809$1,669
Quantedge Capital Pte Ltd173,587$1,585
Sovereign Financial Group, Inc.120,412$1,099
UBS Group AG81,222$742
OPPENHEIMER & CO INC51,435$470
Cambridge Investment Research Advisors, Inc.47,630$0
PNC Financial Services Group, Inc.45,000$411
Capital Investment Advisors, LLC39,406$360
Shaker Financial Services, LLC37,305$341
Summit Financial, LLC37,100$339
Total Wealth Planning & Management, Inc.35,543$325
WEDBUSH SECURITIES INC25,475$0
Cetera Investment Advisers24,662$225
HB Wealth Management, LLC24,011$219
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors22,797$208
ROYAL BANK OF CANADA20,177$184
SUSQUEHANNA INTERNATIONAL GROUP, LLP18,400$168
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC17,062$156
BankPlus Wealth Management LLC16,000$146
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,917$127
JANE STREET GROUP, LLC11,647$106
AE Wealth Management LLC11,413$104
BENJAMIN EDWARDS INC10,645$97
Rockefeller Capital Management L.P.9,012$82
WELLS FARGO & COMPANY/MN6,123$56
CoreCap Advisors, LLC5,385$49
Godfrey Financial Associates, Inc.3,203$29
NBC SECURITIES, INC.2,067$19
Jessup Wealth Management, Inc949$9
CWM, LLC904$0
SageView Advisory Group, LLC659$6
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO465$4
Motiv8 Investments LLC361$0
HIGHLINE WEALTH PARTNERS LLC325$3
Allworth Financial LP310$3
FLAGSHIP HARBOR ADVISORS, LLC301$3
COMERICA BANK142$1
Total (43 institutions)6,061,681$54,665