HIGHLAND GLOBAL ALLOCATION F

CUSIP: 43010T104 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 566,457 Value ($000) $3,699 Avg Close — Range —
Q3 2020
Shares 1,065,678 Value ($000) $6,607 Avg Close — Range —
Q2 2020
Shares 1,381,119 Value ($000) $8,894 Avg Close — Range —
Q1 2020
Shares 924,265 Value ($000) $4,021 Avg Close — Range —
Q4 2019
Shares 820,945 Value ($000) $7,668 Avg Close — Range —
Q3 2019
Shares 264,533 Value ($000) $2,711 Avg Close — Range —
Q2 2019
Shares 72,858 Value ($000) $819 Avg Close — Range —
Q1 2019
Shares 19,401 Value ($000) $251 Avg Close — Range —