Ticker: MNA CUSIP: 45409B800 Class: NYLI MERGER ARBI
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Hyundai Investments Co., Ltd. | 12,154 | $436 |
| Advisor Resource Council | 13,958 | $504 |
| City Center Advisors, LLC | 7,065 | $253 |
| IHT Wealth Management, LLC | 144,150 | $5,159 |
| First Heartland Consultants, Inc. | 7,281 | $261 |
| Atria Investments, Inc | 8,313 | $298 |
| SageView Advisory Group, LLC | 619 | $22 |
| CIBC Private Wealth Group, LLC | 610 | $22 |
| Allworth Financial LP | 131 | $5 |
| FLAGSHIP HARBOR ADVISORS, LLC | 71 | $3 |
| Elevated Capital Advisors, LLC | 53 | $2 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 770,490 | 857,413 | +86,923 (+11.3%) |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 416 | 1,636 | +1,220 (+293.3%) |
| ASPIRIANT, LLC | 141,658 | 151,667 | +10,009 (+7.1%) |
| KINGSWOOD WEALTH ADVISORS, LLC | 108,615 | 111,993 | +3,378 (+3.1%) |
| Farther Finance Advisors, LLC | 19,791 | 36,622 | +16,831 (+85.0%) |
| Good Steward Wealth Advisors,LLC | 12,055 | 12,396 | +341 (+2.8%) |
| AMERIPRISE FINANCIAL INC | 189,723 | 284,540 | +94,817 (+50.0%) |
| Parallel Advisors, LLC | 160 | 5,708 | +5,548 (+3467.5%) |
| JANE STREET GROUP, LLC | 34,935 | 77,717 | +42,782 (+122.5%) |
| RAYMOND JAMES FINANCIAL INC | 70,678 | 103,721 | +33,043 (+46.8%) |
| Rockefeller Capital Management L.P. | 8,946 | 26,633 | +17,687 (+197.7%) |
| ROYAL BANK OF CANADA | 90,422 | 115,762 | +25,340 (+28.0%) |
| MORGAN STANLEY | 695,365 | 719,936 | +24,571 (+3.5%) |
| BANK OF AMERICA CORP /DE/ | 42,627 | 65,578 | +22,951 (+53.8%) |
| McAdam, LLC | 9,254 | 10,401 | +1,147 (+12.4%) |
| MRP Capital Investments, LLC | 5,000 | 5,100 | +100 (+2.0%) |
| CITADEL ADVISORS LLC | 22,565 | 25,549 | +2,984 (+13.2%) |
| Kestra Advisory Services, LLC | 19,327 | 19,690 | +363 (+1.9%) |
| WELLS FARGO & COMPANY/MN | 16,202 | 16,522 | +320 (+2.0%) |
| Brinker Capital Investments, LLC | 21,145 | 21,393 | +248 (+1.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| LIBERTY SQUARE WEALTH PARTNERS LLC | 52,166 | 35,513 | -16,653 (-31.9%) |
| RHS Financial, LLC | 9,693 | 6,317 | -3,376 (-34.8%) |
| OPPENHEIMER ASSET MANAGEMENT INC. | 267,723 | 255,653 | -12,070 (-4.5%) |
| B. Riley Wealth Advisors, Inc. | 108,804 | 105,719 | -3,085 (-2.8%) |
| Duncan Williams Asset Management, LLC | 16,060 | 15,286 | -774 (-4.8%) |
| Smartleaf Asset Management LLC | 9,168 | 6,344 | -2,824 (-30.8%) |
| OneDigital Investment Advisors LLC | 37,836 | 30,484 | -7,352 (-19.4%) |
| CANTOR FITZGERALD INVESTMENT ADVISORS L.P. | 61,673 | 60,635 | -1,038 (-1.7%) |
| LPL Financial LLC | 109,049 | 84,212 | -24,837 (-22.8%) |
| ENVESTNET ASSET MANAGEMENT INC | 281,763 | 271,162 | -10,601 (-3.8%) |
| ESL Trust Services, LLC | 2,983 | 2,383 | -600 (-20.1%) |
| OSAIC HOLDINGS, INC. | 19,142 | 12,607 | -6,535 (-34.1%) |
| CAPTRUST FINANCIAL ADVISORS | 83,769 | 78,311 | -5,458 (-6.5%) |
| Private Advisor Group, LLC | 8,826 | 6,138 | -2,688 (-30.5%) |
| Wealthcare Advisory Partners LLC | 9,786 | 8,281 | -1,505 (-15.4%) |
| Equitable Holdings, Inc. | 141,680 | 140,070 | -1,610 (-1.1%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 55,400 | 51,875 | -3,525 (-6.4%) |
| Belpointe Asset Management LLC | 10,611 | 9,829 | -782 (-7.4%) |
| Cetera Investment Advisers | 51,849 | 51,078 | -771 (-1.5%) |
| MAI Capital Management | 13,355 | 12,726 | -629 (-4.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Worth Asset Management, LLC | 10,103 | $363 |
| GTS SECURITIES LLC | 29,783 | $1,069 |
| Urban Wealth Management, LLC | 1,122 | $35 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5,915 | $212 |
| Advisory Services Network, LLC | 534 | $19 |
| UBS Group AG | 382 | $14 |
| Ameritas Advisory Services, LLC | 134 | $5 |
| Key Financial Inc | 13 | $0 |
| Quest 10 Wealth Builders, Inc. | 2 | $0 |