NEW YORK LIFE INVTS ACTIVE E

Ticker: SECR CUSIP: 45409F686 Class: NYLI MACKAY SECU

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
NEW YORK LIFE INVESTMENT MANAGEMENT LLC4,700,753$120,965
NEW YORK LIFE INSURANCE CO1,013,087$26,070
ENVESTNET ASSET MANAGEMENT INC130,229$3,351
Prosperity Financial Group, Inc.23,996$617
Cetera Investment Advisers18,909$487
CITADEL ADVISORS LLC13,956$359
MACKAY SHIELDS LLC11,136$287
UBS Group AG7$0
Total (8 institutions)5,912,073$152,136