CUSIP: 45826HAB5 Class: NOTE 2.125% 2/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| ZAZOVE ASSOCIATES LLC | 15,445,000 | $17,465 |
| CSS LLC/IL | 6,372,000 | $7,208 |
| Shaolin Capital Management LLC | 8,050,000 | $9,051 |
| WOLVERINE ASSET MANAGEMENT LLC | 18,366,000 | $20,752 |
| AMERIPRISE FINANCIAL INC | 8,203,000 | $9,232 |
| INSIGNEO ADVISORY SERVICES, LLC | 20,000 | $22 |
| MML INVESTORS SERVICES, LLC | 13,000 | $15 |
| RAYMOND JAMES FINANCIAL INC | 11,000 | $12 |
| SG Americas Securities, LLC | 9,130 | $1 |
| CoreCap Advisors, LLC | 3,000 | $3 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ADVENT CAPITAL MANAGEMENT /DE/ | 175,000 | 5,714,000 | +5,539,000 (+3165.1%) |
| PALISADE CAPITAL MANAGEMENT, LP | 1,000,000 | 1,720,000 | +720,000 (+72.0%) |
| BANK OF MONTREAL /CAN/ | 730,000 | 22,500,000 | +21,770,000 (+2982.2%) |
| JPMORGAN CHASE & CO | 909,000 | 5,510,000 | +4,601,000 (+506.2%) |
| Jefferies Financial Group Inc. | 357,000 | 677,000 | +320,000 (+89.6%) |
| Thrivent Financial for Lutherans | 3,000,000 | 4,400,000 | +1,400,000 (+46.7%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MACKAY SHIELDS LLC | 3,961,000 | 3,726,000 | -235,000 (-5.9%) |
| NOMURA HOLDINGS INC | 35,700 | 17,257 | -18,443 (-51.7%) |
| BARCLAYS PLC | 1,334,000 | 2,000 | -1,332,000 (-99.9%) |
| SUSQUEHANNA ADVISORS GROUP, INC. | 7,488,000 | 3,888,000 | -3,600,000 (-48.1%) |
| WELLS FARGO & COMPANY/MN | 1,133,000 | 1,109,000 | -24,000 (-2.1%) |
| Balboa Wealth Partners | 20,000 | 19,000 | -1,000 (-5.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Boussard & Gavaudan Investment Management LLP | 16,092 | $20,796 |
| Warberg Asset Management LLC | 10,405,000 | $13,563 |
| Alpine Global Management, LLC | 3,839 | $4,996 |
| Polar Asset Management Partners Inc. | 46,901,000 | $61,130 |
| WESTWOOD HOLDINGS GROUP INC | 4,915,000 | $6,431 |
| BNP PARIBAS ARBITRAGE, SA | 2,594,000 | $3,381 |
| FIFTH THIRD BANCORP | 8,000 | $1,043 |
| Invesco Ltd. | 3,000,000 | $3,911 |
| Calamos Advisors LLC | 471,000 | $610 |
| Calamos Wealth Management LLC | 101,000 | $131 |
| MACQUARIE GROUP LTD | 487,000 | $637 |
| MORGAN STANLEY | 468,000 | $610 |
| BANK OF AMERICA CORP /DE/ | 226,000 | $295 |